background
Welcome to Wall Street Prep! Use code at checkout for 15% off.
Wharton & Wall Street PrepWSP Certificates Now Enrolling for February 2025:
Private EquityReal Estate InvestingApplied Value InvestingFP&A
Wharton & Wall Street Prep Certificates:
Enrollment for February 2025 is Open
Wall Street Prep

Effective vs Marginal Tax Rates

Guide to Understanding the Effective vs. Marginal Tax Rate Difference

Q: Can you please explain the difference between effective tax rate and marginal tax rate?

A: Marginal tax rate refers to the rate that is applied to the last dollar of a company’s taxable income, based on the statutory tax rate of the relevant jurisdiction, which is partly based on which tax bracket the company occupies (for US corporations, the federal corporate tax rate would be 21%).  The reason it’s called marginal tax rate is because as you move up in tax brackets, your “marginal” income is what is taxed at the next highest bracket.

Effective tax rate is the actual taxes due (based on the tax statements) divided by the company’s pre-tax reported income. Since there is difference btw pre-tax income on the financial statements, and taxable income on the tax return, thus the effective tax rate can differ from the marginal tax rate.

A good discussion of the reasons for the differences (and practical consequences for valuation) of  marginal vs effective tax rates can be found at: http://pages.stern.nyu.edu/~adamodar/New_Home_Page/valquestions/taxrate.htm

Comments
Subscribe
Notify of
2 Comments
most voted
newest oldest
Inline Feedbacks
View all comments
Matthew Rychel
April 14, 2023 1:18 pm

The 35% U.S. federal corporate tax rate is outdated.

Learn Advanced Accounting Online

Master accounting topics that pose a particular challenge to finance professionals.

Learn More

The Wall Street Prep Quicklesson Series

7 Free Financial Modeling Lessons

Get instant access to video lessons taught by experienced investment bankers. Learn financial statement modeling, DCF, M&A, LBO, Comps and Excel shortcuts.